Publication of our second Individual

Accountability Framework awareness and readiness survey report


Date: 9 November 2022

We are delighted to publish, in conjunction with Mazars, a follow-up to our first Individual Accountability Framework (IAF) readiness survey report which was issued in March 2022. Our November 2022 report is based on a survey of 160 Compliance Institute members with responsibility for compliance in a wide range of financial services organisations throughout the country.  As borne out by the results, the Compliance function will be primarily tasked with implementing the regime within affected firms.


We are particularly looking forward to the results being discussed further by our IAF panel at tomorrow’s annual conference.