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The Winter edition of Compliance Institute's ICQ Magazine, is now available to read online. In this issue, you'll find excellent content on the various fields of compliance written by experts and leaders from the industry.
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What's included in the Winter ICQ Edition....
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We take a look back at our 2022 Annual Conference.
"Compliance - Setting the Standard" which took place on the 10th November, and we were delighted to be joined by just over 300 delegates.
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Prof. Kevin Sludds, examines applying ethics in business, to make certain that verifiable practices are in place which allow ethics to be taken out of the realm of just ‘compliance’ and ‘governance’ concerns and be put front-and-centre within their organisations by working through processes such as the 5 Stages of an Ethics Review.
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Paul Coady, reviews the three lines of defence framework (‘3LoD’) which provides an essential foundation for firms to define, assign, and manage risk- related accountabilities.
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Consumer Protection Working Group, outline a high-level synopsis of the ESG and sustainability requirements of MIFID II and IDD with a particular focus on the obligations for product governance arrangements.
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Gonzalo Caro, Associate DPO at Meta Platforms Ireland Limited and member of the DP&IS Working Group discusses the principle of Transparency, one of the pillars which modern data protection and privacy rests upon, particularly in a European context.
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As always, we would like to thank you for your ongoing support and Compliance Institute membership.
If you have any ideas on how we can further support those working in the compliance industry, or if there is a topic you would like to see covered in our ICQ Magazine, please send us an email on [email protected] and we will do our best to make it happen.
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