Compliance Institute Past Events

Recordings and Slides are available to members in our Library section 

 

 

 

November 2025 Events

Strengthening the Compliance & INED Relationship in the Funds Industry  

 

 

Valerie Bowens

Chair/Independent Non-Executive Director/Regulatory Compliance & Governance Consultant 

 

 

Brian Ormonde Murphy 

Head Of Compliance  Northern Trust Fund Managers (Ireland) Ltd 

 

 

Aedín O'Leary  

Independent Non-Executive Director and ESG Consultant

 

 

Ellen Farrell

Head of Compliance (PCF-12) and Designated Person for Regulatory Compliance (PCF-39F) at Maples

 

Key Insights from the Pensions Authority 

 

Nicola Syron, Supervision and Enforcement Unit, The Pensions Authority

 

Brian Macdonald, Managing Director, Trustee Decisions Limited

 

 

International Men’s Day - Rethinking Masculinity Strength & Mental Health 

 

Brian Kennedy

International Motivational Speaker Leadership Trainer

Career Wellness & Mental Health Coach

Author of "The Bulletproof Banker"

 

 

Kevin Lavin

Senior Lead Counsel (Tech & Data)

Mental Health First Responder at Citi.

Northern Chapter Event - FCA Strategy 2025-2030

 

Lauren Dixon

Chief Data Officer

Financial Conduct Authority (FCA)

 

Evan McGookin

Head of Audit

FSCom

 

Nicola Magennis

Practice Lead, Financial Crime

First Derivative

 

Stephanie Ford

Director – Investment Management Regulation at Deloitte & member of the Compliance Institute’s Northern Chapter Committee.

Compliance Institute Ethics Conference

 

 

 

Lobbying – What Compliance Professionals must know

 

Marie-Alice Cleary is a Partner in the Dispute Resolution & Litigation Department in McCann FitzGerald LLP specialising in regulatory law including lobbying.

October 2025 Events

Understanding Neurodiversity | From Awareness to Action

 

Dovydas Zvaliauskas

Member of Compliance Institutes

Diversity & Inclusion Committee

 

 

Aurelia Deflandre

Senior Client Partner at Google

Neurodiversity Lead | Executive Coach

 

Compliance Institute Annual Conference 2025 - 'Compliance leadership in an uncertain world' (Hybrid)

September 2025 Events

Regulatory Reporting Forum | Strategic Insight into EMIR and MiFIR (In Person)

 

 

Event collaboration with Kaizen and First Derivative

Navigating the Regulatory Crossroads: Key Developments Shaping the Irish & EU Funds Industry (In Person) 

 

 

Áine Hickey

Director, Compliance, Control & Risk BNY, Vice President of Compliance Institute

 

 

Adrian Whelan

Managing Director & Global Head of Market Intelligence for Investor Services, Brown Brothers Harriman 

 

 

Victor Timon

Head of the Byrne Wallace Shields LLP Technology Group

 

 

Geraldine Brehony

Senior Manager, Policy & Regulatory, Irish Funds

August 2025 Events

Accountability in Action | Empowering ownership in the context of Ireland’s IAF and regulatory expectations

 

Eibhlin Johnston is the Managing Director of The Resiliency Hub

 

 

 

 

CPC Webinar Series: 4 of 4 | Customers in vulnerable circumstances / Financial Abuse

 

Martin Moran, Compliance Business Partner, Howden Ireland

 

AnnMarie O’Connor, Programme Manager, Safeguarding Ireland 

 

 

CPC Webinar Series: 3 of 4 | Securing Customers Interests and Informing Effectively under the revised CPC

 

Consumer Protection Working Group members

Patrick Erhard and Sarah Kenny 

 

 

Engaging and Influencing Challenging Business Stakeholders

 

Paul Coady, CEO & Founder, Compliance LnD

July 2025 Events

Supporting Parents at Work Building a Culture of Flexibility and Inclusion 

 

Azahara Cots Marfil ,member of Compliance Institute's Diversity & Inclusion Committee moderated a panel of Jen Goddard, Founder, Soulfire Coaching, Robert Farrell, Non Executive Director, Compliance Institute and Sinead Halhed-Moran Walsh, Founder, Financial InnovateHER

CPC Webinar Series: 1 of 4 | Consumer Protection Code 2025 – Introduction and Overview

 

Shane Farrell, Payments Compliance VP, JP Morgan, Chair of the Consumer Protection Working Group

 

Barry Rojack, Head of Regulatory Compliance and Risk (Banking), Uniquely, Member of the Consumer Protection Working Group.

 

What Ethics Got to Do With This?

Paul Coady, CEO of ComplianceLnD and member of our Ethics Committee.

 

June 2025 Events

Managing Employment Contracts: Legal, Practical, Strategic and Compliance Essentials

 

 

Tracy O'Brien, Managing Director, The People Password 

 

 

 

MiCAR: Implementation in Ireland

 

 

Ian O'Mara, Partner, Financial Institutions Group, Matheson 

 

 

 

Pride 2025: Progress, Policy, and the Future of LGBTQ+ Inclusion

 

Michael DeNardo, Member of Compliance Institute's Diversity & Inclusion Committee

AnneMarie Whelan BL, CEO of RegSol 

Are you ready to Innovate - AI

Panel 1 AI Usage: What's Your Exposure?

 

Christopher Martin, Partner | KPMG Law, Financial Services Regulation and Louise Hogan, Senior Associate, Financial Regulation, A&L Goodbody



Panel 2 AI Playbook: Next Generation Compliance

 

Simon Mc Feely, Founder & Managing Director, Finvisor was joined virtually from America by Will Lawrence, Co-founder & CEO at Greenlite and from the UK by Ryan Storey, Partner, RSM UK Management Limited

 

Panel 3 Staying Sharp, Staying Relevant: The AI-Ready Compliance Officer

 

Siobhain Ivers, Chief Compliance Officer, Etsy

Rachel Finn, PhD, Director | Responsible AI | Data Protection | Cybersecurity Trilateral Research

Kathy Jacobs BSc(Acc) ACA FCI CDPO CSFCP, Director Consultant Regionvale Risk and Compliance

Managing Your Wellbeing in Busy Financial Services Roles

Sinead Halhed-Moran Walsh, founder of Financial InnovateHER

Beyond Compliance: Creating Value-Driven Auto-Enrolment Experiences for Employees

 

Brian Macdonald, Managing Director, Trustee Decisions Limited

 

Shane O’Farrell, Director of Workplace Markets in Irish Life Employer Solutions, Irish Life

May 2025 Events

Greenwashing – What businesses need to know

 

Opening address from Rianne Potgieter, CA(SA), CProf(SA), ICCP, Chair of IFCA.

Moderator, Kathy Jacobs BSc(Acc) ACA FCI CDPO CSFCP, chair of Compliance Institute's Sustainability Working Group and our

 

Panel from A&L Goodbody, Jill Shaw, Denise Daly Byrne, and Mairead O'Brien

7th anniversary of the GDPR

 

Claire Morrissey, Head of Data, Commercial and Technology at Maples Group

 

Sarah Lydon, Data, Commercial and Technology at Maples Group 

 

 

The European Accessibility Act Explained | Is Your Business Ready for 2025?

 

Patrick Guiney, CRO & Co-Founder with DevAlly, an AI-driven accessibility compliance management platform. 

Central Bank of Ireland’s 2025 Regulatory & Supervisory Outlook

Shane Farrell, Chair of Compliance Institute's Consumer Protection Working Group

 

Patrick Erhard, member of Compliance Institutes Consumer Protection Working Group 

Managing the Challenges Associated with Multiple Regulatory Authorisations Across Ireland, the UK and Beyond.

Kian Caulwell, Partner, Head of Financial Services Consulting, Forvis Mazars Ireland

 

Huseyin Sahin, Partner, Head of Banking and Payments Consulting, Forvis Mazars UK

 

 

Niamh Cully, Senior Manager, Forvis Mazars Ireland

 

Johnny Attwater, Associate Director, Forvis Mazars UK 

How to Ace your Job Interview 

 

Sinead English, CEO of Hilt Consulting

 

Siobhan White, Director of Individual Services at Hilt

April 2025 Events

Limited Assurance Requirements (Sustainability Reporting) 

 

Julia Schnell

Head of Compliance at AllianceBernstein (Europe) & member of the Compliance Institute’s Sustainability Working Group.

 

Emma Martin

Director, ESG Reporting & Assurance, PwC Ireland 

Emotional Intelligence in Action: How Empathy Drives Better Decisions, Relationships & Business Success 

 

Natasha Hughes, Executive & Emotional Intelligence Coach

 

Consumer Protection Code: Onwards and Upwards 

 

Barry Rojack BL, BCL (Int.), member of Compliance Institute's Consumer Protection Working Group and Head of Regulatory Compliance and Risk (Banking) at Uniquely

 

 

 

Changing regulations – The impact of AMLD6 Article 75, eIDAS2.0 and what it means for Compliance Professionals

 

Rob Leslie, CEO & Founder, Sedicii

 

 

 

Leadership Styles and Ethical Decisions 

 

Ronan Gallagher founder of an e-learning software start-up called Emote.

 

March 2025 Events

Navigating AI Compliance

 

Annick O'Brien, General Council, Cybsafe

 

Internationals Women's day 2025 "Accelerate Action"

 

Ronan Conboy, Member of Compliance Institute’s D&I Committee expertly moderated the discussion.

Suzie Nolan, Head of Property, Aviva
Jess Harvey, Compliance L&D

Annette Angelosante, Head of Compliance, AmTrust International

 

February 2025 Events

Southwest Chapter - AI

 

Claire O’Connor, Chair of the Southwest Regional Chapter Committee had a fireside chat with David O'Sullivan, Director at Mazars to discuss the trends that he is seeing in AI.

 

CSRD Reporting – is it more than just Compliance?

 

Della Hunter – Data Protection Officer, Teagasc | Vice Chair

Compliance Institute D&I Committee

 

Sandra Healy – CEO & Founder, Inclusio 

 

Deirdre O'Reilly FCA, Independent Director

 

Clive Kelly – Independent Director | Past President, Compliance

Compliance Institute Northern Chapter 

 

Topic: AI and a Career in Compliance

 

 

 

Building compliant and effective Financial Crime Training

Paul Coady, CEO & Founder of Compliance LnD

 

January 2025 Events

Navigating the DORA “Register of Information

Liam McKenna, Partner, Forvis Mazars in Ireland

 

Austin Kelly, Forvis Mazars in Ireland, DORA specialist

 

Elevate Your Hiring Strategy: Designing and implementing a successful Candidate Interview Framework for your business

Sinead English – CEO of Hilt Consulting

 

IFCA International Compliance Congress, ASCOM 

ESG factors in decision-making processes and their alignment with CSRD + CSDDD standards.

 

Speakers

 

Paula García Arango, Chief Compliance and Corporate Governance Officer at ACS GROUP

Jesús Pindado, Director of Compliance and Operational Risk Control at UBS Spain

 

Insights from the Corporate Enforcement Authority (CEA)

 

Cathy Shivnan, Director of Insolvency Supervision, CEA

 

November 2024 Events

Stepping into a PCF Role

Speakers

 

Moderator

Donal Whelan, Managing Director Lincoln Recruitment

 

 

Panel

Kian Caulwell, Partner, Head of Financial Services Consulting

Forvis Mazars Ireland

Elaine Duffy, Compliance and Control, BNY Pershing

Brian Ormonde Murphy, Head Of Compliance Northern Trust Fund Managers (Ireland)

Sinéad Mahon, Independent Non Executive Director, BNY Pershing

 

Regulatory Focus, Pensions Authority, Supervisory Review Process: A Look Back on Activity in 2024

Speakers

 

Brian Macdonald, Managing Director, Trustee Decisions Limited and Chair of Compliance Institute's Pensions working Group 

 

Ciarán Holahan, Lead Supervisor with the Supervision and Enforcement Unit of the Pensions Authority.

 

Celebrating International Men’s Day! 

Speakers

 

Cathy Farragher, Head of Compliance, CRO & MLRO, Deutsche Leasing Ireland, and member of Compliance Institute's Diversity & Inclusion Committee

 

Finian Murray, Senior Health Promotion Officer – Men’s Health with HSE Health & Wellbeing, and member of the Men’s Health Forum in Ireland Advisory Group. 

Compliance Institute's Southwest Regional Chapter

 

In collaboration with Grant Thornton Ireland and Funds Academy.ie - industry update event on AML Hot Topics  in the Republic of Work Offices, South Mall, Cork.

Speakers

Aisling O' Mahony, Project Manager - Funds Academy (MTU) 

 

Brian O’ Donoghue, Director - AML, FinCrime, GRC Grant Thornton Ireland 

Fraud for Compliance Professionals! 

 

Moderator

Colette Hand, Senior Financial Crime Compliance manager with Bank of Ireland and member of Compliance Institute's Financial Crime WG 


Panel

Niamh Davenport, Head of Financial Crime, Banking & Payments Federation Ireland 

Deborah Kilbride, Fraud Intelligence Manager in AIB 

Pat Lordan, Consulting and Advisory Detective Chief Superintendent (Retired) at An Garda Siochana

Navigating Authorisations: MiCAR and Evolving Regulations in the Crypto, Payments, and Fintech Sectors - In Person

 

Mai Santamaria FCA , Head of Financial Advisory Unit, Department of Finance as our keynote speaker


Panel 1: Navigating Regulatory Compliance

Shane Martin, Regulatory Compliance & Data Privacy Lawyer, Partner at Walkers

Russell Burke, Regulatory and Strategic Payments Consultant

Louise Hogan, Senior Associate - Financial Regulation, A&L Goodbody

Philip Creed, Director of fscom.

Panel 2: Adapting to New Frameworks

Simon Mc Feely, Founder & Managing Director Finvisor Fintech Partners

Jenny K., Director Legal & Compliance

Mastercard, Edmond Mac Sweeny CA LCOI

Cormac Dinan, Country Director, CEO, Coinbase

Bicultural Stress: EDI at Work 

 

Sandra Nolan, lecturer in Equality, Diversity and Inclusion (EDI) at South East Technological University

October 2024 Events

Beyond Black History Month: Driving Change All Year-Round

 

Yemi Adenuga SHE BUILDS PEOPLE

 

Lavanya Nanthapalan-Muehlke, Manager @Google Central Europe DEI lead

 

Aisling McCaffrey ACA, Sustainability Advisory Director Grant Thornton Ireland, Ethnicity & Culture ERG lead

 

Moderator Christina Bisdra, MSc FCI CDPO CFCPP CAMS, member of Compliance Institute's D&I Committee 

Safeguarding – One Year On 

 

Kian Caulwell: Partner, Head of Financial Services Consulting at Forvis Mazars Ireland

 

Seán O’Driscoll, Director, Financial Services Consulting, Forvis Mazars

DORA Decoded - The Register of Information - The Compliance Officers Perspective 

 

Shane Coman, CEO Nexus Assurance

 

Donal Rodgers, Client Director, Nexus Assurance

Compliance Institute Annual Conference - Embracing the Challenge of change

September 2024 Events

The Corporate Sustainability Due Diligence Directive

 

Kathy Jacobs BSc(Acc) ACA FCI CDPO CSFCP, Director, Consultant, Regionvale Governance Risk & Compliance and Chair of the Institute’s Sustainability Working Group 

 

Jill Shaw, ESG & Sustainability Lead, A&L Goodbody LLP 

Preparing for DORA: A legal overview for trustees

 

Brian Macdonald, Managing Director, Trustee Decisions Limited

 

Jane McKeever, Consultant, Eversheds Sutherland LLP, Pensions Team

PSD3 / PSR - their implications for banks, payment firms and electronic money firms 

 

Stephen Hartnett, Regulatory Consulting, KPMG Ireland

 

Eimear O'Brien, Financial Regulation Partner, Co-Head of Hogan Lovells Fintech Practice, Partner Lead Fintech Mentor Program

 

Paul O'Loughlin, CEO, Director of Financial Services Operations, Executive Director, Soldo.

DORA Insight Sessions – Session 3: July RTS Update 

 

Liam McKenna, Digital Operational Lead Forvis Mazars In Ireland 

 

Austin Kelly, DORA Specialist Forvis Mazars In Ireland 

August 2024 Events

Future-Proofing Your Hiring: Navigating the Evolving Landscape in 2024 and Beyond 

 

 

Kelly-Anne Rainey, Senior Compliance Recruiter, Robert Walters

 

Louise Fowkes, Diverse Hiring Lead, Robert Walters 

Managing change and influencing behaviour 

 

 

Tracy O'Brien, Managing Director, The People Password

Certificate in GRC Stakeholder Management & Practice 

 

Paul Coady, Founder of LnD Compliance 

 

Bridging Diversity & Inclusion Challenges while Managing your Wellbeing

 

Sinead Halhed-Moran Walsh

July 2024 Events

Understanding Leadership for Competitive Advantage in the 21st Century 

 

Mick O'Brien, SETU Carlow

Digital Transformation in Financial Services: Leveraging Design Thinking for Innovation 

 

Aisling Hurley, founder of the digital marketing agency - thebusinessfairy.ie. 

June 2024 Events

Shine with Pride 

 

Jed Dowling, Festival Director Dublin LGBTQ Pride

 

Ember Cullen, Workplace Operations , AIB (She/Her)

 

Tiernan Brady, Global Director of Inclusion at Clifford Chance

Launch of the Northern Ireland Compliance Institute Chapter

 

Get Ahead In Your Compliance Career Launch of the Northern Ireland Compliance Institute Chapter

 

Sustainability Reporting Assurance Readiness

 

Moderator: Eilís Griffin, Independent Compliance and Governance Advisor

 

Speaker: Emma Martin, Director, Sustainability Reporting & Assurance, PwC Ireland

DEIB - Session 2 – Exploring DEIB in the workplace – becoming an employer of choice

 

Moderator: Dovydas Zvaliauskas, Compliance Officer at OUTsurance, Member of Compliance Institute’s D&I Committee

 

Presenter: Tracy O'Brien, Managing Director, The People Password

Diversity, Equity, Inclusion, and Belonging - Session 1 - What it is and the frameworks it is built upon

 

Moderator: Della Hunter, Data Protection Officer in Teagasc, Vice Chair of the Compliance Institute D&I Committee

 

Presenter: Tracy O'Brien, Managing Director, The People Password

Compliance Institute Annual Dinner 

 

Venue: The Conrad Hotel 

 

Sponsors: William Fry, FSCOM, StarCompliance and IOB

May 2024 Events

My Sustainability Story – A Professional Journey In Person Event

 

Kathy Jacobs, Chair Sustainability Working Group

 

John McGeown, Head of SME Sustainability, AIB

 

Caoimhe Donnelly, Chief Sustainability Officer, CIE Group

 

Andrew Murphy, Head of Central Operations, An Post Commerce

Data protection developments in GDPR's sixth year

 

Claire Morrissey, Head of Data, Contracts and Technology at Maples Group

 

Stefan Nolan, Associate Data, Contracts and Technology at Maples Group

 

 

 

 

 

 

European Anti-Financial Crime Summit

 

 

 

 

 

 

Data Protection & the GDPR Principles

 

Kate Woods, Law Lecturer in Humanities at the South East Technological University Carlow

 

 

 

 

 

 

Spotlight on Financial Crime

 

 

 

 

 

 

Applying Artificial intelligence in Financial Services

 

Oisín Cawley, Lecturer & Researcher in Computer Science at the South East Technological University Carlow

 

 

 

 

April 2024 Events

Mind the (Pay) Gap. A Practical Guide to the EU Pay Transparency Directive 

 

Sinead English, CEO of Hilt Consulting

Paul Coady - Founder & CEO of ComplianceLnD

Jacquie Ryan, member of Compliance Institutes D&I Committee

 

 

The Role of Empathy in Elevating Emotional Intelligence

 

Natasha Hughes Coaching & Consultancy

 

 

Managing the Ethics Process

 

Denis Coleman, MA MSc PGDip FLDI MICF PCC MANLP EMCC CCmBIT CMILT CES SMC

 

 

Enhancing Leadership Skills Through Emotional Intelligence

 

Natasha Hughes Coaching & Consultancy

 

 

Central Bank Consultation Paper - Review of the Consumer Protection Code

 

Gerry Cross, Director of Financial Regulation Policy and Risk at the Central Bank of Ireland 

 

 

Understanding the EU AI Act 

 

Rachel Finn, Head of Irish Operations for Trilateral Research

 

David Barnard-Wills, Research-Innovation Lead at Trilateral Research

 

Sara Domingo Andres. Ethics and Emerging Technology Legal Advisor at Trilateral Research

 

 

March 2024 Events

How to Apply Ethics to the Financial Services Sector

 

Denis Coleman, MA MSc PGDip FLDI MICF PCC MANLP EMCC CCmBIT CMILT CES SMC

 

 

 

 

The Administrative Sanctions Procedure and the IAF -  A Changing Regulatory Landscape

 

 

Ethics Webinar Series - What is Ethics?

 

Denis Coleman, MA MSc PGDip FLDI MICF PCC MANLP EMCC CCmBIT CMILT CES SMC

DORA Insight Sessions - Session 2 – January RTS Update

 

Kian Caulwell: Partner, Head of Financial Services Consulting at Mazars in Ireland

 

Austin Kelly, Mazars in Ireland, DORA specialist

International Women's Day 2024 and Beyond, lets inspire Inclusion 

 

Della Hunter, Data Protection Officer in Teagasc, Vice Chair of the Compliance Institute D&I Committee

Séamus Canning, President, Compliance Institute 

Fiona Flynn, Founding Director Montauk Consulting, Executive Coach and Facilitator

Dermot Kennedy, Head of Operations, Compliance Institute

February 2024 Events

DORA Insight Sessions - Session 1 – Introduction to DORA – Journey to Compliance  

 

Liam McKenna, Partner, Mazars in Ireland

Austin Kelly, Mazars in Ireland, DORA specialist

Proactive approach to choosing and implementing a digital whistleblowing system 

 

Raphael Rokah, Partner Success Manager, EQS Group

 

 

Compliance Institute Masterclass 8 - Regulation and Compliance Policy

 

Malay Bose, Risk & Regulatory Manager | Financial Services | Insurance & Banking | PwC Ireland

 

 

Cybersecurity Part 2 - How to minimize your risk of being hacked

 

Dr James Egan, Program Director, MSc in Cybersecurity, Privacy and Trust, SETU

 

 

 

Compliance Institute Masterclass - Series 7 - Compliance Governance, Reporting and Assurance

 

Michael McInerney, Senior Manager, Financial Services Risk and Regulation at PwC Ireland

DORA: 10 Likely Challenges Facing Compliance & the Board

 

Carina Myles, Partner, EisnerAmper Ireland

 

Sam Glynn, Code in Motion

Cybersecurity Part 1 - What really happens when you click the link?

 

Dr James Egan, Program Director, MSc in Cybersecurity, Privacy and Trust, SETU

January 2024 Events

World Data Protection Day 2024: Navigating the Current Data Protection Landscape

 

Laura Glynn, Deputy DPO, Dropbox

John Magee, Partner, DLA Piper

Annick O'Brien, COO, Cybsafe

Masterclass Series 5 - Compliance Conduct & Culture

 

Paul Coady, Founder & Managing Director of ComplianceLnD

Compliance Institute Masterclass - Series 4 - Navigating a career as a Compliance Professional

 

Donal Whelan, Compliance, Risk & Financial Services Recruitment Specialist, Lincoln

Latest Insights from the Data Protection Commission (In Person)

 

Anthony Prendergast, Assistant Commissioner, Large-Scale Inquiries and Investigations Unit, Data Protection Commission

 

December 2023 Events

Regulatory Technology

 

Rachel Woolley, Head of Financial Crime Regulation - Palantir Technologies and Chair of the Institute’s Financial Crime Compliance Working Group

 

Spotlight on Sanctions - an overview of the current environment of sanctions and global export controls

 

Rachel Woolley, Head of Financial Crime Regulation - Palantir Technologies and Chair of the Institute’s Financial Crime Compliance Working Group

 

Peter Farmer, Head of Sanctions Compliance, AIB

 

 

Alexander Witt, Sanctions & Export Control Consultant , Association of Certified Sanctions Specialists (ACSS) 

 

Regulatory and Compliance Accountability

 

Kian Caulwell, Partner Head of Financial Services Consulting, Mazars Ireland 

 

Celebrating International day of disabled persons

 

Cathy Farragher, Head of Compliance at Specialist Risk Europe, member of Diversity & Inclusion Committee

 

John Scott, Chartered Accountant | Inclusion advocate

 

Andrea Clarkson, HR Leader

 

November 2023 Events

Cyber Security - Market Insights and Emerging Threats

 

Henry Duggan, Financial Services & Corporate Investigations, Ankura, 

Ahsan Qureshi, Cyber Risk Advisory Lead, Ankura, 

 

Steve Sandford, Cyber Incident Response Lead, Ankura

 

Gerard Harney, Cyber Security at Ankura 

 

Ethical Leadership

 

How to improve ethical behaviour in financial services companies

 

How to perform an ethics review

 

Denis Coleman, MA MSc PGDip FLDI MICF PCC MANLP EMCC CCmBIT CMILT CES SMC

 

Compliance Institute Annual Conference 'Empowering Accountability

 

 

 

October 2023 Events

Black History Month Celebration: Inspiring Future Compliance Professionals  

 

Claudette Whyte, Senior Financial Crime Compliance Officer & Chair of the Diversity & Inclusion Committee

 

Kathy Jacobs, Director Consultant, Regionvale Risk and Compliance and former President of Compliance Institute

 

Enoch Adeyemi FCCA, Founder & CEO, Black Professionals Scotland

 

Nikitta Foston, Senior speechwriter at the American Medical Association

Handling Data Breaches  

 

Sandra Healy, CEO and founder of inclusio, the scientific Diversity and Culture software platform. 

 

 

Aisling Hennessy, Law Lecturer, SETU

 

 

 

IFCA Congress - Connecting Compliance Globally 

 

Compliance Institute had 9 speakers who participated in panel discussions and contributed to this year’s Congress.

 

 

 

Building Workplaces where People want to Work 

 

Sandra Healy, CEO and founder of inclusio, the scientific Diversity and Culture software platform. 

 

 

 

Introduction to Project Management

 

Denis Coleman, MA MSc PGDip FLDI MICF PCC MANLP EMCC CCmBIT CMILT CES SMC, Lecturer, SETU

 

 

 

The Importance of organisational security in preventing Data Breaches

 

Aisling Hennessy, Law Lecturer, SETU

 

 

 

Subject Access Requests (Online)

 

Aisling Hennessy, Law Lecturer, SETU

 

 

 

September 2023 Events

Compliance Professionals - Are you ready to innovate? (Hybrid)

 

 

 

SFDR and its impact on Pension Schemes (Online)

 

Brian Macdonald, ACII, Director of Operations, Newcourt Retirement Fund Managers Limited, Chair of Compliance Institute's Pensions Working Group

 

Stephen Gillick, Partner & Head of Pensions, Mason Hayes & Curran LLP

 

Can innovative technology enhance and streamline your KYC program? (Online)

 

Patrick Ryan, Non-Executive Director, valid8Me

 

Michelle McGuire, Head of Risk Compliance, valid8Me

 

Paul Moore, Marketing Manager, valid8Me

 

August 2023 Events

Ethics in Actions (Online)

 

Susan Naughton, Senior Compliance Officer at AXA, Member of Compliance Institute's Ethics Committee

 

Mary Noonan, Director, Legal & Business Affairs, Member of Compliance Institute's Ethics Committee.

 

André Miniussi, Group Ethics and Compliance Executive at Mainstream Renewable Power, Member of Compliance Institute's Ethics Committee.

 

July 2023 Events

Effective MLRO Reporting: The Business Risk Assessment & Annual MLRO report (Online)

 

Overview:

                         

This session will provide MLRO’s and Compliance Officers with critical points to consider in designing and implementing an effective AML Business Risk Assessment and the key components to include in the Annual MLRO Report, aligned with regulator expectations.

 

Human trafficking, modern slavery and financial institutions (Online)

 

Overview:

 

As gatekeepers to the financial system, financial institutions play an important role in the prevention and detection of human trafficking and modern slavery, and yet many institutions are ill-equipped to manage this urgent and increasing area of risk.

 

In this webinar, we will explore what firms can do to enhance their systems and controls to identify potential human trafficking and modern slavery red flags during customer interactions, and how to spot the hallmarks of laundering the proceeds of this crime through transaction reviews – including practical examples and case studies drawn from our experience conducting financial crime reviews and investigations. We will also consider the interlink between modern slavery and human trafficking and the increasing ways in which criminal actors seek to exploit vulnerable customers outside of their immediate control for the purposes of money laundering or fraud.

June 2023 Events

What does ESG mean to Compliance Professionals? (Free/Hybrid)

 

Overview:

 

ESG is on a pathway from voluntary frameworks and a nice-to-have approach for companies to being regulated on the EU and national level and embedded into operations. As a result, Compliance Professionals will increasingly see ESG popping into their work, so are you ready for the challenge?


To learn more about the important aspects of ESG and how they will impact the work of Compliance Professionals, KPMG’s team, led by Barry McGrath, Anikó Kraft, and David Barker invite you to attend a one-hour session at KPMG’s Innovation Hub, Platform X, (2 Harbourmaster, IFSC, Dublin1) on Wednesday 28th June. They will provide a high-level overview of regulations, give specific information about what they mean for Compliance Professionals and offer case studies as examples of good practice. 

Operational Resilience – New Rules and Practical Steps towards Compliance (Online) 

 

Overview:

 

Operational resilience has attracted considerable regulatory scrutiny in recent years primarily in response to increasing reliance by many organisations on new technologies and digital ways of working and the heightened operational risk that this presents.  This has resulted in new and emerging rules around operational resilience such as the CBI Operational Resilience Guidance and DORA.  But what exactly is operational resilience and what practical steps can organisations take to comply with these new rules?

 

In this event, we will outline the general themes and scope of the new rules around operational resilience and some practical steps organisations can take to help comply with these rules.

Investigations: Some Practical Insights (Online)   

 

Overview:

The presentation provides participants with some practical insights into the investigative process. It introduces participants to best practice around evidence handling and investigative interviewing. It addresses reporting issues when dealing with regulators and law enforcement. The presentation also focuses on best practice around the drafting and sharing of investigation reports. Finally, the presentation brings the participants through an investigations case study from start to finish highlighting the practical tips that help preserve the integrity of the investigative process.

Pride at Work (Online)   

 

Overview:

Why Pride in the workplace is important – i.e. draw backs of not being out/comfortable in the workplace in terms of attrition and lost productivity

Being transgender in the workplace - how can and should companies support people?

ESG: SFDR in action (Online)

 

Overview

 

A presentation on the application of SFDR to Irish financial service providers and financial products, including Central Bank expectations and on expected regulatory developments.

Key Principals in Building Operational Resilience (Hybrid)

 

Overview

 

The Cross Industry Guidance on Operational Resilience has 15 Guidelines across 3 Pillars 

Identify & Prepare

Respond & Adapt

Recover & Learn 

From a business operations perspective there are 5 key pillars within DORA 

ICT/Risk

ICT Incident Mgt, Classification & Reporting

Digital Operational Resilience Testing

Managing ICT Third-Party Risk

Info Sharing

May 2023 Events

Sustainability Reporting and Due Diligence - A legislative update (Online)

 

Overview

 

The session will provide a legislative update focusing on sustainability reporting obligations as well as considering the EU's sustainability due diligence proposals and other ESG related developments including the Gender Diversity on Boards Directive and the Green Claims proposal.

European Anti-Financial Crime Summit (In-Person)

 

Overview

 

Compliance Institute is delighted to be supporting The European Anti-Financial Crime Summit on May 25th! This in-person event takes place at the Royal Dublin Society and will feature regulators, policymakers, industry leaders and law enforcement chiefs. This summit is not to be missed and early booking is advised.

 

The summit’s Opening Address will be delivered by Eurogroup President Paschal Donohoe TD, Minister for Public Expenditure, Ireland.

 

Compliance Institute CEO, Michael Kavanagh, Siobhan Ivers, Director of Global Compliance Etsy, Chair of Compliance Institute's Fintech and Payments Working Group and Jason Palmer, Head of Financial Crime and MLRO, Pepper Financial Services Group and member of Compliance Institute Membership Committee will also join an exciting lineup of speakers on the day.

Irish Data Protection Developments on the GDPR's 5th Anniversary (Online)

 

Overview

 

This webinar will give participants an update on the key decisions of the Data Protection Commission (DPC) and Irish data protection litigation over the last year including the DPC's WhatsApp, Facebook and Instagram decisions on legal basis and transparency, DPC decisions in relation to personal data breaches and the European Data Protection Board's much anticipated binding decision on Meta data transfers to the US (expected 14 April 2023).  

Markets in Crypto-Assets (MiCA) Regulation (Online)

 

Overview

 

The focus of this webinar will be the Markets in Crypto-Assets (MiCA) Regulation and will provide an introduction to the legislation that is designed to regulate the cryptocurrency market in Europe.

 

During this session, our speakers will discuss:

 

some of the key elements of MiCA;

the impact the regime will have on market participants;

what cryptocurrencies are in scope;

the applicable regulatory obligations; and

the impact the changes will have on stablecoin issuers and cryptocurrency service providers.

ESG - An opportunity for Ethical Leadership (Online/Free to Members)

 

Overview

ESG is a complex umbrella of impact, dependencies and governance.

 

It is also about Ethics, culture and leadership.

 

In this webinar we hope to explore ownership and accountability of ESG through an ethical lens to understand how it can benefit all stakeholders and enhance business culture.

Watchlist Data & Screening Trends (Online)

 

Overview: 

  • What is watchlist data
  • Segments and scope of watchlist categories
  • Why we need watchlist data in AML processes
  • When in the AML process do we conduct screening
  • Recent watchlist screening trends (geopolitical influence on watchlist screening, evolution of technology post covid and in inflation times)
  • Regulatory demand (regulatory storm and differences between US, UK and EU sanctions regimes)
  • How is market responding to recent needs – where do vendors stop and compliance investigators begins 

Spotlight on Governance (In-Person)

 

Overview: 

Join us for an exclusive breakfast event at the historic Irish Stock Exchange trading floor in the Euronext building. Grainne O'Farrelly, Managing Director in Kroll's Financial Services Compliance and Regulation practice, and Michael Kavanagh, CEO of the Compliance Institute, will host a panel of experts to discuss the Regulator's focus on governance responsibilities and who, amongst the C-suite, is responsible for ensuring boards have addressed the following topics to the satisfaction of stakeholders:

·       Environment, social governance (ESG)

·       Anti-money laundering

·       Individual accountability framework/SEAR

April 2023 Events

Implementation of an Effective ESG Agenda (Online)

 

Overview: 

Introduction to ESG: This will include a brief 5 minute introduction to ESG and why it is important. This will cover the increasing scope of ESG regulations and how over the coming years, more and more Firms will fall into scope to comply with newly introduced regulations. The section will also note that even Firms that are not obliged, their own Customers may introduce ESG requirements and therefore it is important for all Firms to consider ESG.

 

Key Takeaways

Getting ESG right is complicated, and the regulatory landscape is continuously evolving. Sustainable businesses are more efficient by reducing operating costs and lowering staff turnover and often, more attractive to investors and employees, particularly Millennials and Gen-Z. The best businesses engage, inform, and improve outcomes for themselves, their industry, and their customers.

Compliance Showcase (In-Person)

 

Overview: 

We are delighted to announce, that Compliance Institute will be attending and speaking at the South East Financial Services Cluster Compliance Showcase in Waterford on Wednesday, 19th April! We will be contributing to a discussion which focuses on the importance of risk and compliance in underpinning the South East’s ability to attract new investment.

The Importance of Risk & Compliance in Irish Financial Services

Panel Discussion with Senior Risk & Compliance Officers from the SE.

Preparing for a Central Bank Inspection (Online)

 

Overview: 

- Overview of a typical Central Bank of Ireland (CBI) inspection lifecycle

- Key actions your Firm can take in preparation for an inspection and why

- How to constructively engage with the CBI throughout the engagement

- Key considerations when developing your risk mitigation programme action plan, including:

  • Governance and oversight
  • Programme management
  • On-going CBI communication

March 2023 Events

The ABC's of Planning for IAF (Online)

 

As the finalisation of IAF looms overhead, forward-thinking compliance professionals are looking for ways to prepare for what’s to come.

They’re looking for a plan of action that will set them on a path to the successful adoption of IAF and ensure they have the right internal infrastructures in place to support this new regulation.  

 

On Thursday, 30th March at 11:00 StarCompliance are having a sit-down with Mazars IAF lead, and Compliance Institute member, Kian Caulwell, for insights, advice, and best practices on how to effectively plan for IAF so you’re ready when the time comes.  

The Ever Changing AML Landscape (Online)

 

On Thursday 23rd March at 1pm, Joe Beashel, Partner, Regulatory Risk Management and Louise Dobbyn, Partner, Financial Institutions Group at Matheson will discuss recent developments in Anti-Money Laundering (AML) and Counter Terrorist Financing (CFT), including:

 

  • The significant impact of the financial sanctions imposed on Russia in response to the Russian invasion of Ukraine;
  • An update on the legislative proposals under the European Commission's AML Action Plan; and
  • The impact of the recent European Court of Justice decision on the Register of Beneficial Ownership.

How to improve Ethical Behaviours and Culture in Financial Services Firms (Online)

 

Overview: 

 

Ciaran Walker, Consultant, Eversheds Sutherland, will discuss the topic of how to improve ethical behaviours and culture in financial services firms. His talk will cover issues such as the importance of understanding what motivates individuals to act (un)ethically; the importance of ethical identity; the challenges, within financial services firms, of acting ethically and how these might be addressed. His talk will develop some of the themes outlined in his co-authored 2022 book “New Accountability in Financial Services: Changing Individual Behaviour and Culture”.

International Women's Day - #EmbraceEquity (Online)

 

Overview: 

 

In recognition of International Women’s Day 2023 the Compliance Institute’s Diversity & Inclusion Committee will celebrate #EmbraceEquity with a panel discussion centered around a gender equal world; a world free of bias, stereotypes, and discrimination, that is diverse, equitable, and inclusive and where difference is valued and celebrated.

 

The discussion will focus on:

  • How to advance gender equality in the workplace;
  • Educating and raising awareness for women's equality;
  • How to fuel a positive culture for women;
  • Building a sense of belonging;
  • The difference between equality and equity; and
  • What we all can do to eliminating discrimination.

Central Bank of Ireland: Client Asset Requirements Update on Revised Rules (Online)

 

Overview: 

 

The protection of client assets is a key priority for the Central Bank of Ireland (Central Bank). The Client Asset Specialist Team (CAST) has cross-sectoral ownership within the Central Bank for client asset risk. The primary role of CAST is to supervise and inspect client asset arrangements and monitor the risks to the safekeeping of client assets in relevant entities. 

 

In recent years, significant work has been undertaken by CAST in conjunction with policy colleagues to further strengthen and enhance the Irish client asset regime, including revising and updating the Central bank’s Client Asset Requirements (CAR) and associated guidance.

 

The topics discussed in this webinar will include the evolution of the Irish client asset regime, the principle of risk management including the new requirements in respect of the client asset management plan as contained in the revised CAR and an overview of the recently published revised Monthly Client Asset Report. 

February 2023 Events

Investments Firms Outlook 2023 (In-Person)

 

Overview

 

Leading experts will discuss the key regulatory themes that will shape the investments industry for the year ahead including areas such as IFD/IFR, SEAR, operational resilience, cyber security and technology risk, AML/CTF, ESG and sustainable finance. 

Take advantage of the opportunity to ask all your pressing questions to our thought leaders.

 

Individual Accountability Framework: Conduct Risk (Hybrid)

 

Overview: 

Conduct standards

Individual conduct standards and lessons from the Staley/Barclays Bank case in the UK.

Compliance statements and due diligence certification of employee/senior executive fitness and propriety.

The role of “out-of-office” conduct on a person’s fitness and propriety – drawing the line between conduct which is, and is not, relevant to regulatory performance of functions.

Managing legal professional privilege (“LPP”) pre-investigation/during investigation

Overview of LPP.

Distinction between (a) lawyers (LPP applies potentially) and other legal experts and compliance consultants/professionals (LPP does not apply).

How is LPP treated under the 2013 Bill?

What are the practical implications for document management/preservation pre-investigation and during an investigation?

The spectre of the private right of action against a firm

The customer right of action against a firm to recover loss caused by firm’s regulatory breach: s.44 Central Bank (Supervision and Enforcement) Act 2013.

Interplay with individual accountability regime under 2013 Bill – employee/senior executive not liable under s.44.

How to manage risks of conflicts of interest as between firm and employee/senior managers under the shadow of personal liability for s.44 damages.

Global Developments in Data Protection (Online)

 

Overview: 

Since the EU General Data Protection Regulation (GDPR) came into effect in 2018, data protection regimes have proliferated in different jurisdictions across the globe. This increasingly complex, and sometimes conflicting, patchwork of regional and national legislation and regulation creates challenges for firms operating across borders. Managing this complexity centrally and without specialist expertise in those jurisdictions can be particularly challenging. The continued flow of high profile enforcement cases reiterates the importance of effectively interpreting jurisdictional requirements for a firm’s reputation and financial outlook.  

 

This webinar will seek to give participants a download on the current status of data protection regimes in the Asian, European and American regions together with added insights on regulatory priorities and enforcement trends. Participants will also be advised of common blind spots, how to navigate contrasting requirements and pointers regarding upstream developments to be aware of.  

Jan 2023 Events 

World Data Protection Day 2023 (Online)

 

Overview: 

Join us in collaboration with IOB to celebrate World Data Protection Day and hear insights from Garrett O'Neil, Assistant Commissioner at the Data Protection Commission on topical issues in data protection and the DPC’s priorities for 2023.

Whistleblowing Directive (Online)

 

Overview

David McCauley, Associate, McCann FitzGerald LLP will discuss the changes to the Irish whistleblowing regime following the commencement of the Protected Disclosures Act 2022. The Act considerably expands the scope of protection for whistleblowers, as well as the matters which can form the basis of a protected disclosure and contains prescriptive obligations on those receiving disclosures to acknowledge, follow up and provide feedback on the disclosure. David will provide an overview of the new regime, the breadth of its scope, and the potential for internal and external reporting, having regard to recent case law, and common misconceptions about whistleblower protection in Ireland. David will also discuss the obligations arising on those in receipt of protected disclosures, the extent of the obligation to take appropriate action, and the need for a workplace policy to address these matters.

 

In addition to the legal framework, Jakob Lilholm, founder and Chief Executive Officer of Whistleblower Software ApS will provide an insight into how a practical whistleblowing channel works in real life. A digital whistleblowing platform will be presented by Whistleblower Software, showcasing a way how to easily manage incoming reports, and comply with the new requirements.

 

Summary:

Obligations of the employer when establishing an internal reporting channel

Who can be a whistleblower? Can they be anonymous?

Protection of whistleblowers

Channels for reporting irregularities

Criminal responsibility of the employer

Useful tool - Whistleblower Software

 

Following the session, attendees can expect to have an understanding of:

The circumstances in which the obligations under the Act will apply;

The circumstances in which disclosures can be made externally, such as to a Minister, or the public at large;

The protection for the identity of those who make protected disclosures;

The obligation not to penalise those who make protected disclosures;

Certain legal remedies for those who make protected disclosures; and

Assignment of roles and responsibilities within an organisation when dealing with protected disclosures, and the expected content of workplace policies on this subject.

Financial Crime Prevention Update (Online)

 

Overview: 

Following the introduction by the Central Bank of Ireland of the new function PCF-52 (Head of Anti-Money Laundering and Counter-Terrorist Financing Compliance) now is the perfect time to upskill, to support your organisation and your own career development.

 

Join us to hear an update on topical issues in financial crime and learn more about the UCD accredited Professional Certificate in Financial Crime Prevention programme. 

 

Please click on the link below to register for this event.

This event will be held over Zoom. Please ensure you have access to Zoom in advance of the event taking place. Zoom is available on all PCs , laptops, tablets and Apple or Android devices.

Latest Insights from The Competition and Consumer Protection Commission (CCPC) - (In-Person)

 

Overview: 

Úna Butler, Member of the Competition and Consumer Protection Commission (CCPC), will provide our members with the latest insights from the Commission on a range of topics, including new legislation impacting both competition and consumer protection law. The presentation will be of particular relevance to the Compliance Professional and will be followed by a Q+A session.